Senior Compliance Officer F/M

Our client is a growing and entrepreneurial investment management firm.

This position offers broad exposure across regulatory compliance, risk management and governance, providing the opportunity to work closely with senior stakeholders and contribute to strategic initiatives. The successful candidate will operate in a highly collaborative environment with significant autonomy and ownership.

Key Responsibilities

Working alongside the existing Compliance function, you will progressively take ownership of several key areas, including:

• Contributing to the continuous enhancement and monitoring of the firm's compliance and risk management framework.
• Monitoring regulatory developments and assessing their impact on the business, including topics such as AIFMD, AML/CFT, DORA, SFDR and sanctions.
• Managing regulatory communications and filings with relevant supervisory authorities, supported where appropriate by external advisors.
• Overseeing compliance activities related to AML/CFT, investment compliance and conflicts of interest.
• Monitoring and reviewing outsourced service providers from a governance and compliance perspective.
• Providing regulatory and compliance support for fund launches, fundraising initiatives and other strategic growth projects.
• Participating in compliance monitoring, reporting and policy development activities.

Your Profile

• Several years of experience within Compliance, Risk or Regulatory functions in the financial services industry.
• Experience within asset management, investment funds, private markets, AIFM environments or related sectors would be highly advantageous.
• Ability to work autonomously and take ownership of projects and regulatory matters.
• Strong understanding of European and Belgian financial services regulations.
• Entrepreneurial mindset with the willingness to challenge existing processes and contribute to continuous improvement.
• Collaborative and hands-on approach, with the ability to work effectively in a growing organisation.
• Excellent written and verbal communication skills in English.

What's on Offer?

• A highly visible role with direct impact on the evolution of the compliance function.
• Significant autonomy and ownership within a growing investment management platform.
• Exposure to a wide range of regulatory, governance and strategic topics.
• A collaborative and entrepreneurial culture where initiative is encouraged.
• The opportunity to join an ambitious business during an exciting phase of growth and development.
• Competitive compensation package and long-term career development opportunities.

Interested?
For a confidential discussion regarding this opportunity, please contact Morgan Philips Executive Search. All applications will be treated with the utmost discretion.